MPS Services
Regulatory Visa “Chaperoning”
We are pioneering the global delivery of the Regulatory Visa (SEC rule 15a-6) for financial firms. Most major institutional markets permit supervised access by unlicensed international firms. Supervised access (broker-dealer chaperone) requires disciplined rules-based disclosures and ongoing monitoring of activity, reporting and data storage in conformance with the needs of regulators in a target market.
Leading 15a-6 Chaperone Service
In the US, the regulatory visa is referred to as ‘chaperoning’ and is governed by SEC Rule 15a-6. MPS is currently the leading broker-dealer chaperone service in the US markets under SEC 15a-6 rule, enabling dozens of foreign financial firms, not licensed in the US, to distribute investment products to US institutional buyers and investors. Our 15a-6 chaperone solutions offer the most comprehensive and secure tech enabled registration environment for foreign firms to compliantly enter the US markets to solicit institutional buyers of execution services, deal flow and data products.
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We offer our chaperoned clients a dedicated business portal to manage their activities in their target markets. Our portal dashboards and analytics allow clients to have a comprehensive view of all their activity by:
- Markets
- Clients
- Products
- Revenue composition
Our Dashboards are customized for CEOs, Heads of Products, and Compliance.
Download: PASSPORT Product Info
Download: Video of Portal functionality (coming soon)
Matching Services
We provide ‘online’ and ‘offline’ solutions to help MPS clients find and engage buyers for their products. These include:
Online
The MPX BRIDGE solution is built into our portal environment, providing clients with:
- Access analytics services to screen US institutional buyers of their products
- A full online environment to tokenize offerings
Offline
- Pi Capital- our affiliate investment bank (picapital.global)
- Introductions to select buy-side firms and customized placement capabilities
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